Securities and Financial Litigation

Contact:

Robert L. Schnell Jr., Minneapolis
612-766-7225
David W. Stark, Denver
303-607-3753
Wendy J. Wildung, Minneapolis
612-766-7759

Rankings and Awards

Go-To Law Firm® for litigation (Corporate Counsel, 2010) Minnesota office received top tier ranking for litigation (Chambers, 2009)

Related Practices

International Arbitration Litigation and Advocacy

Related Industries

Financial Services

Securities and Financial Litigation

Faegre & Benson delivers successful results in disputes involving participants in the financial markets. We handle:

  • Broker-dealer and investment advisor litigation and arbitration
  • Securities class actions
  • Litigation for and against officers and directors
  • Litigation for and against hedge funds
  • M&A litigation
  • Regulatory investigations, examinations, and enforcement actions against industry professionals, companies and individuals
  • Internal investigations
  • Litigation for and against private companies, including minority shareholder disputes

We were counsel for the SIPC trustee in the largest SIPC broker-dealer liquidation in history, and we obtained such substantial recoveries in litigation that all customers and creditors were paid in full. We argued the leading case about insider trading, U.S. v. O'Hagan, to the United States Supreme Court. We have obtained dismissal or summary judgment in nearly all of the securities class actions that we have defended since 2000. We have hands-on experience in e-discovery, class certification, expert issues, trial and settlement.

We advise on and litigate the myriad types of financial transactions that the market offers, including those involving structured investment products, securities offerings and investment manager regulation.

We have been recognized as a Go-To Law Firm® for securities law by Fortune 500 general counsel surveyed by Corporate Counsel magazine (2010).

Contact:

Robert L. Schnell Jr., Minneapolis
612-766-7225
David W. Stark, Denver
303-607-3753
Wendy J. Wildung, Minneapolis
612-766-7759

Rankings and Awards

Go-To Law Firm® for litigation (Corporate Counsel, 2010)

Minnesota office received top tier ranking for litigation (Chambers, 2009)

Related Practices

International Arbitration
Litigation and Advocacy

Related Industries

Financial Services